Regulatory Compliance and Surveillance
Vendor Consolidation: The Question Everyone Skips
by: Emily WrightPublished on: 25/08/2026Explore how financial firms should approach vendor consolidation in trade surveillance, balancing technology, risk appetite, due diligence, and long-term strategic partnerships.
What Surveillance Leaders in Asia Pacific Are Really Grappling With Right Now
by: Emily WrightPublished on: 28/04/2026Insights from the 1LoD Surveillance Leaders Network in Singapore and Hong Kong: AI deployment, operating models, and cross-product surveillance gaps in 2026.
Expanded Non-Financial Misconduct Rules
by: Emily WrightPublished on: 11/08/2025With the FCA's expanded Non-Financial Misconduct rules taking effect in 2026, financial services firms need practical guidance on navigating these regulatory changes. This blog explores key insights from my recent podcast discussion on "Following the Rules," where we examined how organisations can effectively detect, respond to, and minimise workplace misconduct while driving meaningful cultural change. The post also introduces an innovative intervention programme that addresses the critical gap between informal coaching and formal discipline—providing firms with the structured, research-backed approach regulators increasingly expect to see.
Trade Surveillance and AI
by: Emily WrightPublished on: 17/06/2025AI has revolutionised communications surveillance, but trade surveillance lags behind despite ideal conditions, creating a puzzling divide in financial services innovation.
