Regulatory Compliance and Surveillance
Two big themes in 2026 regulation, so far....
by: Emily WrightPublished on: 15/09/2026Explore the two major themes shaping financial regulation in 2026: AI governance and non-financial misconduct, and what they mean for GRC leaders.
Regulatory riskNon-financial misconduct rulesFinancial services regulationAI regulationAI governanceAI risk management
When the human hands the act to the agent
by: Emily WrightPublished on: 04/08/2026Explore how AI delegation changes conduct risk in financial services. Learn why AI governance, compliance, and accountability must focus on how goals are framed not just the outcomes they produce.
AI governanceAI risk managementFinancial services complianceAI complianceConduct riskAgentic AI
The rule can tell people what not to do, but it cannot tell leaders how to lead
by: Emily WrightPublished on: 21/07/2026Explore how the FCA's expanded non-financial misconduct rules highlight the need for stronger leadership, behavioural insight, and workplace culture to drive lasting compliance and ethical conduct across financial services.
FCA conduct rulesinsurance industry compliancecorporate cultureleadership in financial servicesbehavioural riskFCA non-financial misconduct rules
