Regulatory Compliance and Surveillance
Two big themes in 2026 regulation, so far....
by: Emily WrightPublished on: 15/09/2026Explore the two major themes shaping financial regulation in 2026: AI governance and non-financial misconduct, and what they mean for GRC leaders.
Regulatory riskNon-financial misconduct rulesFinancial services regulationAI regulationAI governanceAI risk management
Vendor Consolidation: The Question Everyone Skips
by: Emily WrightPublished on: 25/08/2026Explore how financial firms should approach vendor consolidation in trade surveillance, balancing technology, risk appetite, due diligence, and long-term strategic partnerships.
Vendor consolidationTrade surveillanceSurveillance technologyRegulatory technologyRisk managementMarket surveillance
You don't need a crystal ball
by: Emily WrightPublished on: 11/08/2026Strong GRC leadership isn't about predicting every regulatory change. It's about governance, compliance, disciplined execution, and making the right decisions consistently within your control.
GRC leadershipRegulatory complianceRegulatory changeRisk managementCorporate governanceCompliance management
When the human hands the act to the agent
by: Emily WrightPublished on: 04/08/2026Explore how AI delegation changes conduct risk in financial services. Learn why AI governance, compliance, and accountability must focus on how goals are framed not just the outcomes they produce.
AI governanceAI risk managementFinancial services complianceAI complianceConduct riskAgentic AI
