Regulatory Compliance and Surveillance

Solving the Growing Challenges of Effective Ecomms Surveillance

Solving the Growing Challenges of Effective Ecomms SurveillanceBy: Emily Wright

Regulators like the SEC and FCA are increasing their enforcement actions relating to communications—particularly off-channel electronic communications (eComms)—and imposing significant financial penalties for not meeting regulatory standards. While many authorities across APAC are yet to implement specific eComms regulation, these global enforcements may be a sign of what is to come for other regions.

Surveillance
Solving the Growing Challenges of Effective Ecomms Surveillance

Following the Rules

By:

I was recently interviewed on the Following the Rules podcast. Host Lucy McNulty and I had a great conversation about my book Behind the Screens and explored various aspects of employee surveillance. If you're interested in these topics, I encourage you to check out the episode!

Market AbuseSurveillance
Following the Rules

Market Colour on E-Communications Surveillance

Market Colour on E-Communications SurveillanceBy: Emily Wright

Electronic communications surveillance is a critical compliance function for financial Institutions. However, my recent market research reveals that many banks are struggling with the current state of surveillance technology and tools. this article, also recently published by PIMFA, explores the key findings.

Surveillance
Market Colour on E-Communications Surveillance

The Tightrope of Trade Surveillance

The Tightrope of Trade SurveillanceBy: Emily Wright

At the 2024 AsiaPac Surveillance 1LoD conference, I had the privilege of participating in a lively debate on leveraging surveillance technology and AI to increase efficiency in trade surveillance. Along with three other experts, we explored the complexities of this rapidly evolving landscape, discussing the challenges and opportunities faced by financial institutions.

Surveillance
The Tightrope of Trade Surveillance
Copyright Emily Wright Consulting Pty. Ltd.