Understanding Employee Surveillance in Financial Services

by Emily Wright

What commentators have said:

In her first book, Emily shares an inside look at Compliance Surveillance in Financial Services. In the highly regulated world of financial services, compliance surveillance allows institutions to detect employee activities that could lead to losses or regulatory

violations.

You'll learn how institutions detect potential insider trading, market manipulation, and other breaches. Wright outlines common surveillance techniques, analyses their limitations, and proposes innovative solutions to improve risk detection.

Behind the Screens offers valuable insights for finance professionals, regulators, and anyone interested in understanding the practical side of compliance surveillance and monitoring. Wright strikes a balanced tone in revealing how institutions safeguard market integrity and avoid penalties.

For an insider's view of the little-known world of compliance surveillance, look Behind the Screens

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