Podcasts
If you missed this live Skillcast Webinar, you can catch the replay here.
Join Katharine Leaman and myself as we discuss the FCA business plan 2023-2025 on Market Abuse.
I recently joined Carmen Cracknell on the GRIP podcast to discuss my book, "Behind the Screens," and the world of compliance surveillance. You can listen here
Recorded during COVID and my time at SCB, in this Bowen Partners Three Lines of Defence podcast, I share my career transitions, thoughts on change and how I've navigated it, along with discussions on Leadership, Mentors, Diversity & Inclusion, maternity leave, stress management, team work and more.
Articles
Last week at the AsiaPac Surveillance 1LoD conference, I had the privilege of participating in a lively debate on leveraging surveillance technology and AI to increase efficiency in trade surveillance. Along with three other experts, we explored the complexities of this rapidly evolving landscape, discussing the challenges and opportunities faced by financial institutions.
See full article here.
At the recent 1LoD AsiaPac Surveillance conference, I had the pleasure of moderating an insightful panel discussion on "Striking the Right Balance: Ensuring Capture and Diligent Record-Keeping of Unrecorded Comms Channels" in the Asia Pacific region. Read full article here.
Data is one of the biggest factors in the success of a Compliance Program, join me and other senior Leaman Crellin consultants for a roundtable discussion on data management in financial services. Key insights from our 5-part podcast series are summarized.
At the recent 1LoD conference, Asia Pacific Surveillance, I had the pleasure of moderating a thought-provoking discussion on the challenges banks face in conducting communications surveillance across Asia Pacific's diverse linguistic landscape. Read more here.
In recent years, the financial services sector has witnessed a series of regulatory fines imposed on firms due to inadequacies in maintaining comprehensive records of employee electronic communications (e-comms).
Here I offer 4 practical ways for the small or mis-seize financial firm to tighten their controls.
E-Coms Market Pulse Check
Electronic communications surveillance is a critical compliance function for banks. However, our recent market research reveals that many banks are struggling with the current state of surveillance technology and tools.
Read full article here...
