E-Comms Surveillance

Solving the Growing Challenges of Effective Ecomms Surveillance

October 23, 20241 min read

I was recently invited to collaborate with MCO on a webinar discussing a range topics relates to E-Communications.

The SEC recently imposed US$390 million in penalties on 26 firms for failing to maintain and preserve electronic communications (eComms). It’s a stark reminder to financial firms about the importance of robust eComms policies and processes.

However, effective eComms surveillance is about much more than record-keeping. At its heart, it is about risk reduction—across regulatory, financial, and reputational aspects.

Find out how your firm can better protect itself and its staff from unintentional or deliberately unethical comms snowballing into serious issues.

You can access the full recording of the webinar here.

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